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compliance jobs in New York, NY, US
- 8990 compliance jobs in New York, NY, US
Sr. Compliance Advisor - New York, NY
NEW
New York, NEW YORK, us
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures complia..
Posted 1 day ago
Benchmarking and Compliance Intern
NEW
New York, NEW YORK, us
The Benchmarking and Compliance Tenant Data Intern will research, review, and request whole-building or individual apartment authorization forms and u..
Posted 1 day ago
Audio Visual Technician
NEW
New York, NEW YORK, us
As an AV technician, you will be responsible for organizing and installing media equipment such as projectors, microphones, video monitors, and sound ..
Posted 1 day ago
Trade Surveillance Compliance Officer
NEW
New York, NEW YORK, us
As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and inter..
Posted 1 day ago
Senior Compliance Officer
NEW
New York, NEW YORK, us
RIA and/or broker-dealer compliance experience. Will oversee ownership of the annual review of the RIA, own all regulatory findings, compliance traini..
Posted 1 day ago
Compliance Officer
NEW
New York, NY, US
***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory pro..
Posted 5 days ago
Compliance Analyst
NEW
New York, NEW YORK, us
This role involves working closely with the Compliance Officer to enhance and monitor the firm's compliance program. Support the Compliance Officer in..
Posted 1 day ago
Senior Compliance Officer
New York, NY, US
A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New..
Posted 1 week ago
Compliance Officer
NEW
New York, NEW YORK, us
Contract HR Compliance Officer. Provide written suggestions to enhance processes and policies, aiming to reduce risks associated with employment law c..
Posted 1 day ago
Compliance, Core Compliance, Associate / Sr. Analyst, New York
NEW
New York, NY, US
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen t..
Posted 23 hours ago
Head of Risk Management and Compliance
NEW
New York, NY, US
A mid-sized debt settlement firm is seeking a Head of Risk Management and Compliance to oversee the firm s business practices. This person will functi..
Posted 5 days ago
Healthcare Compliance Analyst- Remote
New York, NY, US
Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seeking motivated and detail-oriente..
Posted 6 days ago
Compliance, Core Compliance, Associate / Sr. Analyst, New York
NEW
New York, NEW YORK, us
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputation..
Posted 2 days ago
SVP, Compliance Product Senior Officer - Issuer Services Lead (Hybrid) - NY
NEW
New York, NEW YORK, us
Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible..
Posted 2 days ago
Compliance Officer (Hedge Fund)
NEW
New York, NEW YORK, us
This strategic hire will play a key role in running the day-to-day compliance program as the firm continues to build a best-in-class compliance team. ..
Posted 2 days ago
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